27 May

Local Financial Security Officer Jobs Vacancy in Vietcombank Cardif Hà Nội

Position
Local Financial Security Officer
Company
Vietcombank Cardif
Location
Hà Nội HN
Opening
27 May, 2018 28 days ago

Vietcombank Cardif Hà Nội urgently required following position for Local Financial Security Officer. Please read this job advertisement carefully before apply. There are some qualifications, experience and skills requirement that the employers require. Does your career history fit these requirements? Ensure you understand the role you are applying for and that it is suited to your skills and qualifications.

Follow the online directions, complete all the necessary fields, and provide all relevant information so your application is submitted correctly. When you click the 'Apply this Job' button (open in new window) you will be taken to the online application form. Here you will be asked to provide personal and contact details, respond to employment-related questions, and show how you meet the key selection criteria.

Local Financial Security Officer Jobs Vacancy in Vietcombank Cardif Hà Nội Jobs Details:

Role Purpose:

Responsible for the implementation and monitoring of compliance policies on financial security of BNP Paribas Cardif in VCLI, in order to ensure that all Company’s operational activities are in compliance with law and regulations of Vietnam and the Council’s guidelines on financial security. Financial security areas include but not limited to anti-money laundering, fraud, bribery, sanctions, PEPs and high risk clients.

Key Accountabilities:

High Risk Escalations:

  • To review PEP and other higher-risk clients, to assess and agree appropriate level of risk for each referral - and to ensure the Compliance Team log (or other relevant record) is updated and maintained accordingly, to ensure appropriate audit-trails for decisions.

  • Review contract and deal specific documentation to assess for the presence of financial crime compliance risk (e.g. sanctions, bribery, money laundering, etc.), to identify options to mitigate identifiable risk (in consultation with other Corporate Governance specialists).

  • Represent Compliance in Product Development Committee, New Activity Committee (NAC), Client Acceptance Committees and other internal forums related to higher-risk clients, products and risk in the operating/business environment.

  • Reviewing and assessing alerts generated by the Group’s monitoring systems (e.g. SUN) where transactions or persons/bodies are referred for review and assessment of money laundering or sanctions risk.

Advisory:

  • Provide advice consistent with (and ensuring appropriate application of) Group policies and applicable legal and regulatory requirements, particularly in relation to anti-money laundering (AML) and financial sanctions, anti-bribery, and related AML or Financial Crime policies and procedure.

  • Maintain up-to-date awareness and understanding of Vietnam requirements, particularly in relation to Money Laundering Regulations (or equivalent), Financial Sanctions and FCA Handbook (in relation Financial Crime) and FCA Financial Crime Guidance (i.e. ‘core knowledge’).

  • Applying understanding of core knowledge when supporting/advising the business and support functions.

  • Competently demonstrate key AML analysis and articulate clear guidance to inform opinion on how best to identify and respond to financial crime risk, including, inter-alia, via formal reporting to the BoD and Regional Office.

  • Provide timely update/analysis to the BoD for business opportunities/limitations when there is change on the regulatory regime, and monitor the implementation of action plans for new/updated regulations in Financial Security area properly.

    Training and Guidance:

  • Localize, enhance and implement compliance policies/procedures related Financial Security from BNP Paribas Cardif.

  • Support the Company’s development and delivery (where necessary) of financial crime training.

  • Key financial security compliance contact for the business, particularly in relation to core knowledge areas.

Investigation and internal reporting:

  • Report to the Nominated Officer/Investigations team any knowledge or suspicion of money laundering or terrorist financing using the Company’s internal escalation process.

  • Ensure up-to-date awareness and application of other internal reporting requirements covered by Group Policy and Vietnamese Law/Regulation with regards to financial crime.

  • Timely submit compliance reports in relation to financial security to Regional Office/Head Office

  • Report any breaches of legislation or Group policy using the Group’s breach reporting procedure and escalate issue to the appropriate area.

Other (Ad hoc):

  • Review and form a fact-based opinion in respect of any negative or detrimental news referred to Head of Corporate Governance for consideration.

  • Maintain highly accurate records and to ensure any Management Information produced is of the highest standard.

  • Ensure Management is made aware of all pressing issues in a timely fashion.

  • Provide support to regular and ad-hoc internal projects which require subject matter specialist input and advice/guidance (re financial crime).

  • Ensure appropriate audit trail for all advice/key decisions

  • Other duties as assigned by Head of Corporate Governance and Head of Compliance BNP Paribas Cardif Asia.

Yêu Cầu Công Việc

Qualifications:

  • University degree specialized in law, financial, banking, insurance.

Languages:

  • Vietnamese, English

Skills:

  • A broad understanding of general AML risk issues in an insurance environment

  • A good understanding of other financial crime risk, such as, bribery and fraud is preferable

  • The ability to apply a holistic approach to identifying, investigating and mitigating financial crime risk, and the ability to consider a range of risk mitigants, to present a balanced opinion of key issues to line Management.

  • A proven ability to present a given issue to Management and argue a case accordingly.

  • A self-starter who requires minimal supervision.

  • A proactive approach to all aspects of the role will be essential.

  • A proven ability to make quick (but informed and rational) decisions whilst ensuring that issues/risk have been appropriately considered and mitigated.

Experience:

  • At least 5 years of experience working in prevention of financial crime environment – including AML (not solely Customer Due Diligence), Financial Sanctions and/or anti-bribery systems and controls in banks/insurance companies in Vietnam.

  • Strong track record in assessing AML risk/cases and making (and documenting) informed decisions to mitigate AML risk/escalate accordingly.

Thông tin khác

  • Hình thức: Nhân viên chính thức

Local Financial Security Officer

CÔNG TY TNHH BẢO HIỂM NHÂN THỌ VIETCOMBANK - CARDIF
Ngày cập nhật: 26/05/2018

Thông Tin Tuyển Dụng

  • Nơi làm việc: Hà Nội

    Lương: Cạnh tranh

  • Ngành nghề: Luật / Pháp lý

    Hết hạn nộp: 25/06/2018

  • Cấp bậc: Nhân viên

Phúc lợi

  • Bảo hiểm theo quy định
  • Đào tạo
  • Tăng lương
  • Chế độ nghỉ phép

Mô tả Công việc

Role Purpose:

Responsible for the implementation and monitoring of compliance policies on financial security of BNP Paribas Cardif in VCLI, in order to ensure that all Company’s operational activities are in compliance with law and regulations of Vietnam and the Council’s guidelines on financial security. Financial security areas include but not limited to anti-money laundering, fraud, bribery, sanctions, PEPs and high risk clients.

Key Accountabilities:

High Risk Escalations:

  • To review PEP and other higher-risk clients, to assess and agree appropriate level of risk for each referral - and to ensure the Compliance Team log (or other relevant record) is updated and maintained accordingly, to ensure appropriate audit-trails for decisions.

  • Review contract and deal specific documentation to assess for the presence of financial crime compliance risk (e.g. sanctions, bribery, money laundering, etc.), to identify options to mitigate identifiable risk (in consultation with other Corporate Governance specialists).

  • Represent Compliance in Product Development Committee, New Activity Committee (NAC), Client Acceptance Committees and other internal forums related to higher-risk clients, products and risk in the operating/business environment.

  • Reviewing and assessing alerts generated by the Group’s monitoring systems (e.g. SUN) where transactions or persons/bodies are referred for review and assessment of money laundering or sanctions risk.

Advisory:

  • Provide advice consistent with (and ensuring appropriate application of) Group policies and applicable legal and regulatory requirements, particularly in relation to anti-money laundering (AML) and financial sanctions, anti-bribery, and related AML or Financial Crime policies and procedure.

  • Maintain up-to-date awareness and understanding of Vietnam requirements, particularly in relation to Money Laundering Regulations (or equivalent), Financial Sanctions and FCA Handbook (in relation Financial Crime) and FCA Financial Crime Guidance (i.e. ‘core knowledge’).

  • Applying understanding of core knowledge when supporting/advising the business and support functions.

  • Competently demonstrate key AML analysis and articulate clear guidance to inform opinion on how best to identify and respond to financial crime risk, including, inter-alia, via formal reporting to the BoD and Regional Office.

  • Provide timely update/analysis to the BoD for business opportunities/limitations when there is change on the regulatory regime, and monitor the implementation of action plans for new/updated regulations in Financial Security area properly.

    Training and Guidance:

  • Localize, enhance and implement compliance policies/procedures related Financial Security from BNP Paribas Cardif.

  • Support the Company’s development and delivery (where necessary) of financial crime training.

  • Key financial security compliance contact for the business, particularly in relation to core knowledge areas.

Investigation and internal reporting:

  • Report to the Nominated Officer/Investigations team any knowledge or suspicion of money laundering or terrorist financing using the Company’s internal escalation process.

  • Ensure up-to-date awareness and application of other internal reporting requirements covered by Group Policy and Vietnamese Law/Regulation with regards to financial crime.

  • Timely submit compliance reports in relation to financial security to Regional Office/Head Office

  • Report any breaches of legislation or Group policy using the Group’s breach reporting procedure and escalate issue to the appropriate area.

Other (Ad hoc):

  • Review and form a fact-based opinion in respect of any negative or detrimental news referred to Head of Corporate Governance for consideration.

  • Maintain highly accurate records and to ensure any Management Information produced is of the highest standard.

  • Ensure Management is made aware of all pressing issues in a timely fashion.

  • Provide support to regular and ad-hoc internal projects which require subject matter specialist input and advice/guidance (re financial crime).

  • Ensure appropriate audit trail for all advice/key decisions

  • Other duties as assigned by Head of Corporate Governance and Head of Compliance BNP Paribas Cardif Asia.

Yêu Cầu Công Việc

Qualifications:

  • University degree specialized in law, financial, banking, insurance.

Languages:

  • Vietnamese, English

Skills:

  • A broad understanding of general AML risk issues in an insurance environment

  • A good understanding of other financial crime risk, such as, bribery and fraud is preferable

  • The ability to apply a holistic approach to identifying, investigating and mitigating financial crime risk, and the ability to consider a range of risk mitigants, to present a balanced opinion of key issues to line Management.

  • A proven ability to present a given issue to Management and argue a case accordingly.

  • A self-starter who requires minimal supervision.

  • A proactive approach to all aspects of the role will be essential.

  • A proven ability to make quick (but informed and rational) decisions whilst ensuring that issues/risk have been appropriately considered and mitigated.

Experience:

  • At least 5 years of experience working in prevention of financial crime environment – including AML (not solely Customer Due Diligence), Financial Sanctions and/or anti-bribery systems and controls in banks/insurance companies in Vietnam.

  • Strong track record in assessing AML risk/cases and making (and documenting) informed decisions to mitigate AML risk/escalate accordingly.

Thông tin khác

  • Hình thức: Nhân viên chính thức


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